Save Job Back to Search Job Description Summary Similar JobsLooking for compliance generalist bkgd from bank !Looking for global markets/capital markets compliance bkgd !About Our ClientMy client is a global leading digital asset crypto investment firm. They mainly do marketing making and OTC trading. The Hong Kong office has about 10 staff and they are continuously expanding their footprint in Asia. They have about 30 staff globally.Job DescriptionReport directly to the head of legal and compliance whilst working alongside another AML colleagueThis role will be responsible for general compliance matters including regulatory compliance, business compliance advisory, and compliance frameworks.This role will also assist in sales and trading compliance advisory for market making and OTC tradingYou may also need to assist in risk and audit related duties if necessaryThe Successful Applicantbachelor degree8-10 years of compliance experience from SFC licensed firm onlypreferable from global markets and/or capital markets bkgdopen to candidates from large chinese based securities firmspreferably in a well rounded compliance rolemust be articulate and fluent in Englishmust be proactive, presentablemust be able to work independentlyWhat's on Offerbroad exposure rolegreat flexibilityenergetic and open minded work cultureContactMonica WongQuote job refJN-042024-6405474Phone number+852 2848 4789Job summaryFunctionBanking & Financial ServicesSpecialisationCompliance & LegalIndustryFinancial ServicesLocationHong Kong IslandJob Type:PermanentConsultant nameMonica WongConsultant phone+852 2848 4789Job ReferenceJN-042024-6405474
