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Regulatory/ Markets Compliance Advisory Manager - Corp Bank!

Kowloon Permanent HK$65,000 - HK$75,000 per month (HK$780,000 - HK$900,000 per year) View Job Description
Regulatory/ Markets Compliance Advisory Senior Manager role has opened up in a top international Corporate and Investment bank. This role is going to handle regulatory compliance advisory and market compliance. The candidate should have 7+ years of working experience in regulatory compliance advisory and market compliance with product knowledge in fixed income/ derivatives and knowledge in HKMA within banking industry, preferably European banks.
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  • International working environment
  • Personal and professional development

About Our Client

Our client is a multinational Italian corporate and investment bank and they are now opening an exciting role of Regulatory Compliance Advisory / Markets Compliance Advisory Senior Manager to join the compliance team to handle regulatory compliance advisory, regulatory inquiries/ updates and market compliance advisosry with product focus in fixed income, equities, OTC derivatives, options etc. The firm has strong international presences in 25 countries in support of its corporate and financial institution customers' cross-border business including Hong Kong.

Job Description

  • Responsible for regulatory compliance advisory to business units ensuring compliance with all applicable statutory, regulatory and group standard
  • Handle market compliance by working closely with sales and trading team to monitor pre-trade and post trade activities, and providing real time support on trading restrictions, monitoring and approvals
  • Work closely with local regulators and handling regulatory inquiries, inspections, questionnaires, incident reporting, surveys and other ad hoc requests
  • Track and disseminate regulatory updates to business units for necessary actions, and collaborating with business owners to conduct gap analysis to ensure relevant requirements are complied with
  • Handle registration, de-registration of Relevant individual & Responsible Officer and corporate licensing related to regulated activities
  • Participate in various projects, such as new products initiatives and implementation of new regulations
  • Manage reporting information and risk assessment flows towards Head Office Compliance, and provide compliance advisory for day to day business activities

The Successful Applicant

  • Bachelor's Degree with major in Business Administration, Finance or relevant discipline
  • At least 7+ years of working experience in regulatory compliance advisory and market compliance advisory within international banks, preferably European banks
  • Strong regulations knowledge in HKMA and SFC
  • Strong financial product knowledge in fixed income, derivatives, equities, options and other financial products
  • Able to work independently and a strong team player, able to work under stress and pressure
  • Strong interpersonal skills and strong organization skills
  • Excellent English spoken and written communication skills

What's on Offer

  • International working environment
  • Personal and professional development
  • Stimulating working environment
  • Central working locations
Contact
Esther Liu
Quote job ref
JN-102024-6565724
Phone number
+852 3602 2485

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
Industry
Financial Services
Location
Kowloon
Job Type:
Permanent
Consultant name
Esther Liu
Consultant phone
+852 3602 2485
Job Reference
JN-102024-6565724

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.