Compliance jobs in Hong Kong

Due to business expansion, we are hiring a new Compliance Officer position who will work closely with our Head of Company Secretary in handling KYC, AML, Internal Compliance Policy review and Internal Training etc.

We are hiring a legal & compliance professional to join a global financial institution.

This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.

We are looking for a highly experienced compliance professional with a strong background in securities firms.

A Compliance Associate role has opened up in a top European bank. This exciting role is going to join the compliance team to handle general compliance, compliance advisory, compliance trainings, gap analysis, policy and procedures updates. The candidate should have 3-5 years of working experience in general compliance, regulatory compliance, compliance/ FCC advisory within international corporate banking.

We are looking for compliance candidates with experience working in law firms or professionals firms where they have either handled AML or conflicts of interest work.

This role manages all aspects of IT compliance and governance for a financial institution. Responsibilities include coordinating audits, managing policy frameworks, and ensuring adherence to regulatory requirements.

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

We are hiring a new Compliance Officer with a famous Hong Kong Listed company with business across Property, Hotel Management and Retail.

This role will report directly to the Head of Compliance whilst focusing on business compliance advisory. This role will focus on OTC Derivatives and Structured Products and Fixed Income products.

This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.

Compliance SM/ Team Lead, Macau Payment Service Provider

This role will report directly to the Head of Compliance whilst managing one junior staff. This role will focus on markets compliance for their OTC, Bonds, FX, shares products.

A Compliance Consultant role has opened up in a top European FI firm. This exciting role is going to join the compliance team to acquire banking licensing, handle HKMA/ SFC licensing advisory/ applications and other compliance matters. The candidate should have 10+ years of working experience in HKMA/ SFC licensing, regulatory compliance, general compliance with strong knowledge in HKMA/ 72B within FI/ banking industry.

This role will report directly to the Head of Global Payments and Remittance Compliance whilst working alongside several staff. This role will cover general and regulatory compliance matters for remittance, merchant acquiring, and outsourcing.

This role will report directly to their Chief Compliance Officer whilst focusing on AML duties. This role will focus on sanctions and other AML areas.

This role will report directly to the Chief Compliance Officer and Global Compliance Head in a standalone compliance role.

This role will be the firms' MLRO.

Great opportunity for accounting candidates who are interested in hotel industry. Our client provides a great career opportunity and stable working environment with regional exposure. The successful applicant will be offered with great salary package and career progression.

Regulatory/ Markets Compliance Advisory Senior Manager role has opened up in a top international Corporate and Investment bank. This role is going to handle regulatory compliance advisory and market compliance. The candidate should have 7+ years of working experience in regulatory compliance advisory and market compliance with product knowledge in fixed income/ derivatives and knowledge in HKMA within banking industry, preferably European banks.

Seeking for an experienced professional to head the compliance efforts across international operations including APAC, Middle East and other regions. The role can be based in China, Singapore or HongKong.

Our client is one of the well-known European private banks with over 130 years of history that operates in 28 countries worldwide. It mainly focuses on wealth management and investment consultancy services. They are currently looking for a Compliance Analyst (Project based) to be responsible for name screening and due diligence for private banking clients. Candidate with no working experience are welcomed to apply, fresh graduate welcome!

Excellent opportunity for supply chain compliance experts to work for a MNC.

Our client is a global US technology firm and they are looking for a Anti Bribery Compliance Specialist to join their APAC compliance team to handle anti-bribery and corruption compliance, compliance training and specific projects for the APAC regions. The candidate should have 5-10 years of working experience in APAC anti-bribery and corruption compliance with strong knowledge in US Foreign Corrupt Practice Act (FCPA) within technology/ commercial industry.

FCC/ AML Compliance Senior Manager role has opened up in a top European bank. This exciting role is going to join the compliance team to handle Asia Financial Crime Compliance FCC/ AML investigation, sanction investigation, transaction monitoring and FCC advisory. The candidate should have 7-10+ years of working experience in FCC/ AML investigation preferably with FCC advisory within international wholesales/ corporate banking industry.

This role will reporting directly to the Compliance Review Head whilst focusing on compliance review for credit risk. This role will work alongside a larger team for compliance review.

• Exciting opportunity to provide advisory services to the compliance team and working closely with regulators directly
• Open to candidates who have been out of market

Our client is one of the well-known European private banks with over 130 years of history that operates in 28 countries worldwide. It mainly focuses on wealth management and investment consultancy services. They are currently looking for a Compliance Officer/ Name Screening to be responsible for name screening and due diligence for private banking clients. Candidate with relevant of working experience in banking operation are welcomed to apply!

Do you have a deep understanding of US and APAC trade regulations and a track record of successfully ensuring compliance within a complex international trade environment? If so, here is an exciting opportunity in joining a Leading US Electronics company for a Trade Compliance Director role!

This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 2-3 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.